Policies & Disclosures

Background and Scope

The Qwik Group takes its fiduciary obligations seriously, and operating our business in a responsible and ethical manner is core to our firm's values. We consider corporate social responsibility to concern both how we behave as an organization and the investments directed by our strategies.

Below is a discussion of topics relevant to responsibility at The Qwik Group, including governance, regulation, and environmental responsibility.

Regulation and Ethics

The Qwik Group is committed to the highest standards of ethical conduct and has adopted a Code of Ethics that sets out the standard of business conduct all employees must follow.

• Act ethically and with integrity at all times.
• Act in the best interests of clients.
• Manage and disclose conflicts of interest appropriately.
• Observe proper standards of market conduct.
• Raise serious concerns about potentially unethical or improper conduct without fear of reprisal.

Employees receive annual training on the Code of Ethics and other compliance training designed to ensure they understand the regulatory standards and obligations that apply to The Qwik Group. A monitoring framework is in place to ensure adherence to our compliance policies and procedures.

The Qwik Group understands the economic and social impact of financial crime. As a financial institution, we have policies, procedures, systems, and controls to comply with economic sanction regimes and to prevent our products and services from being used for money laundering, fraud, bribery, or tax evasion.

We believe effective regulation plays a vital role in fostering innovations that are positive for society. The Qwik Group seeks to maintain open and constructive dialogue with the authorities that regulate our market activities worldwide.

Environmental Responsibility

The Qwik Group is mindful of its environmental impact and seeks to adhere to the relevant environmental standards in the countries in which it operates. We are committed to continuously evaluating our footprint and improving our practices where possible.

Reporting

We publish a number of statements and disclosures on our website, which are updated as appropriate. These disclosures reflect our ongoing commitment to transparency with our clients, investors, and the broader public.